Cancellation Notice

In light of the health risks represented by the spread of the coronavirus (COVID-19), the recent state of emergency declared in a growing number of states and the travel bans being imposed by many companies in our industry, we have made the difficult decision to cancel our 2020 Risk & Compliance Summit in Chicago, IL from April 5-7, 2020. We understand that the Risk & Compliance Summit offers a vital forum to hear from and interact with industry thought leaders and luminaries. Therefore, we will be investigating alternative ways to deliver some of this valuable content to you throughout 2020. Please look for more information to follow in the near future.ComplianceEase will refund all registration and sponsorship payments within 60 days. We thank you for your patience as we work through this administrative effort. Should you have any questions please contact

  • If you booked a hotel room with the JW Marriott, please call them directly to cancel at 312.660.8200.
  • We understand that most major airlines are currently offering no penalty cancellations for booked flights.
  • If you also registered for the CSBS hosted LEF Mini Summit on April 8th, please expect a separate email from CSBS.

Thank you for your understanding. We look forward to seeing you at our 2021 Risk & Compliance Summit.

With best regards,  Dan Smith, Summit Chair

John Vong CMB,CMT

John Vong CMB,CMT

PositionFounder & Executive Chairman

John serves as Executive Chairman of ComplianceEase, the nation’s leading provider of risk management solutions to the financial services industry, which he co-founded in 2001. After first entering the mortgage industry by founding a mortgage bank in San Francisco in 1986, he sold the bank to The Money Store and then First Union Bank in 1997 and 1998, respectively.  It was then that he developed his passion for compliance risk. He is a frequent speaker in trade events and contributor to various media in the industry; his articles include current issues and technology developments that affect regulatory compliance. Vong received HousingWire’s 2015 Vanguard Award for extraordinary leadership in the housing economy. He was named Tech All-Star by Mortgage Banking Magazine in 2010 for his success and contribution to the mortgage industry. John was awarded the designations of Certified Mortgage Banker (CMB) and Certified Mortgage Technologist (CMT) from the Mortgage Bankers Association. He holds a BS in Business Administration from Berea College in Kentucky.




Closing Remarks

7 April, 2020  5:15 pm  Grand Ballroom B&C