Cancellation Notice

In light of the health risks represented by the spread of the coronavirus (COVID-19), the recent state of emergency declared in a growing number of states and the travel bans being imposed by many companies in our industry, we have made the difficult decision to cancel our 2020 Risk & Compliance Summit in Chicago, IL from April 5-7, 2020. We understand that the Risk & Compliance Summit offers a vital forum to hear from and interact with industry thought leaders and luminaries. Therefore, we will be investigating alternative ways to deliver some of this valuable content to you throughout 2020. Please look for more information to follow in the near future.ComplianceEase will refund all registration and sponsorship payments within 60 days. We thank you for your patience as we work through this administrative effort. Should you have any questions please contact

  • If you booked a hotel room with the JW Marriott, please call them directly to cancel at 312.660.8200.
  • We understand that most major airlines are currently offering no penalty cancellations for booked flights.
  • If you also registered for the CSBS hosted LEF Mini Summit on April 8th, please expect a separate email from CSBS.

Thank you for your understanding. We look forward to seeing you at our 2021 Risk & Compliance Summit.

With best regards,  Dan Smith, Summit Chair

Laurie Sullivan

Laurie Sullivan

CompanyFirst Guaranty Mortgage Corp.
PositionChief Compliance Officer

Laurie Sullivan is the Chief Compliance Officer at First Guaranty Mortgage Corporation.  She has been in the mortgage industry over 25 years and during that time she worked in several different capacities including originator, underwriter, closing manager, quality control manager, and operations support, prior to becoming a compliance officer.   Most recently, Laurie held the positions of SVP, Compliance and Closing for Planet Home Lending, and Chief Compliance Officer for Stearns Lending, LLC.


First Guaranty Mortgage Corporation

Compliance Track

What Compliance Officers Need to Know About AI-Based AUS

7 April, 2020  10:00 am  Grand Ballroom B